Senior Compliance and Operational Risk Manager


Salary:

$140000 - 150000 / annum

Location:

Sydney CBD

Date posted:

14 May 2019

Employment type:

Permanent

Job reference:

Jl1212222


Description








The Company


A global fintech Brokerage firm based in the CBD. The firm have offices in several regions world-wide and use the latest trading technology for both institutional and retail clients.



The Role



Be responsible for the following:



· Development, completion and senior management reporting of key control testing and compliance assurance program.


· Development and management of key business policies and procedures.


· Review of marketing and promotional materials for APAC operations.


· Development and delivery of compliance training material.


· Assisting with the handling of client complaints with AFCA.


· Scope and manage compliance deep dive reviews.


· Provide ad hoc advice and guidance on compliance matters to the business.


· Reporting to the Risk and Audit Committee on compliance and operational risk matters.



Your Skills & Experience



· Ideally a Degree in law, economics or accounting.


· 3-5 years within financial markets compliance.


· Strong communication skills to maintain positive working relationships with a variety of suppliers.


· Exceptional attention to detail.


· Ability to work independently and as part of a team.


· Excellent time management skills.



About you



You are highly organised, detail oriented, and have a sense of urgency to complete tasks promptly but accurately. You have a flexible outlook and can deal with frequent interruptions and changing priorities. You have strong communication and interpersonal skills, especially with contacts from various teams.



What's on offer?


· Exciting opportunities to broaden your career through ongoing training.


· Exposure to a variety of special projects to extend your skill set.


· Brilliant career prospects and a real chance to reach your full potential.


· The support of a talented team.



Robert Half Ltd is committed to equal opportunity and we value diversity at our company. We do not discriminate on the basis of categories protected under local law.






Sydney

Level 24
1 Martin Place
Sydney NSW 2000
au
02 9241 6255
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