Legal Counsel - Compliance


Salary:

$100,000.00 - $130,000.00 / annum

Location:

Sydney CBD

Date posted:

22 August 2019

Employment type:

Permanent

Job reference:

83999932563


Description








The Company



Founded only 10 years ago, this fast-growing asset management business already has a reputable name in the market and is a major client of ours. They are a profitable business and expanding quickly across Australia and already have in excess of a billion dollars' worth of assets under management. They offer their clients a tailor diversified portfolio and experience that suits their individual investment needs. The business encourages a collaborative approach whereby you can meet and regularly communicate with people across the whole organization.




The Role



This is an exciting new role that is a hybrid legal and compliance role. Duties include:



* Prepare, review and update the Compliance policy framework of the business in accordance with regulatory guidelines


* Review and prepare legal contracts


* Advise and implement regulatory and internal requirements that relate to its legal obligations and operations


* Prepare and lodge notices and returns in accordance with all legal and licensing and reporting requirements (such as ACL and AFSL)


* Maintain and update compliance registers


* Prepare and co-ordinate compliance committee papers


* Any further Ad hoc work incidental to the Legal & Compliance function





Your Profile:



Your background is as follows:



* Degree in Law and commercial law experience of 1+ years.


* Previous experience in Asset and Funds Management of 1+years


* Previous financial services experience in a Compliance role.


* Excellent communication and business partnering skills



Apply Today



Applications will be accepted by submitting your CV directly via email to Navi Singh on [email protected]



Please note that due to the large numbers of responses expected, it may be difficult to respond with a personal message to every application.





Requirements
Compliance, Risk, Law


Sydney

Level 24
1 Martin Place
Sydney NSW 2000
au
02 9241 6255
Desktop Support Analyst
Sydney CBD
Permanent
16 September 2019
Accounts Receivable
Macquarie Park
Temporary
16 September 2019
Accounts Payable - Working Holiday Visa Holders Apply!
Sydney CBD
Temporary
16 September 2019
Accounts Payable Officer
Melbourne CBD
Temporary
16 September 2019
Area Manager | Rapidly Growing NFP | Geelong
Geelong
Permanent
16 September 2019
Wanted - Working Holiday Candidates - Accounting & Finance
Melbourne CBD
Temporary
16 September 2019
Senior Inventory Accountant
Eastern Suburbs Perth
Permanent
16 September 2019
Credit Controller
Northern Suburbs Perth
Temporary
16 September 2019
Credit Risk Manager
Sydney CBD
Permanent
16 September 2019
Level 1 Service Desk Analyst
Macquarie Park
Permanent
16 September 2019
Penetration Tester
Inner West Sydney
Project
16 September 2019
Recruitment Consultant | 360 Degree | B2B Sales
Brisbane CBD
Permanent
16 September 2019
AP Officer
Western Suburbs Brisbane
Temporary
16 September 2019
Human Resources Analyst
Inner Suburbs Perth
Permanent
16 September 2019
Project Manager - Automation
Perth CBD
16 September 2019
See more jobs >