Legal Counsel - Compliance Officer


Salary:

$100,000.00 - $130,000.00 / annum

Location:

Sydney CBD

Date posted:

11 September 2019

Employment type:

Permanent

Job reference:

83865353523


Description








The Company



Founded only 10 years ago, this fast-growing asset management business already has a reputable name in the market and is a major client of ours. They are a profitable business and expanding quickly across Australia and already have in excess of a billion dollars' worth of assets under management. They offer their clients a tailor diversified portfolio and experience that suits their individual investment needs. The business encourages a collaborative approach whereby you can meet and regularly communicate with people across the whole organization.




The Role



This is an exciting new role that is a hybrid legal and compliance role. Duties include:



* Prepare, review and update the Compliance policy framework of the business in accordance with regulatory guidelines


* Review and prepare legal contracts


* Advise and implement regulatory and internal requirements that relate to its legal obligations and operations


* Prepare and lodge notices and returns in accordance with all legal and licensing and reporting requirements (such as ACL and AFSL)


* Maintain and update compliance registers


* Prepare and co-ordinate compliance committee papers


* Any further Ad hoc work incidental to the Legal & Compliance function





Your Profile:



Your background is as follows:



* Degree in Law and commercial law experience of 1+ years.


* Previous experience in Asset and Funds Management of 1+years


* Previous financial services experience in a Compliance role.


* Excellent communication and business partnering skills



Apply Today



Applications will be accepted by submitting your CV directly via email to Navi Singh on [email protected]



Please note that due to the large numbers of responses expected, it may be difficult to respond with a personal message to every application.





Requirements
Compliance, Risk, Law


Sydney

Level 24
1 Martin Place
Sydney NSW 2000
au
02 9241 6255
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