Head of Legal and Compliance


Salary:

$170000 - 190000 / annum

Location:

Sydney CBD

Date posted:

17 April 2019

Employment type:

Permanent

Job reference:

JL05928188


Description

The Company



Robert Half Financial Services are looking for an experienced Head of Compliance. The company we are recruiting for is a fast-paced brokerage firm that is globally listed.




The Role




  • Extend the formal Compliance oversight function, ensuring the Company's fulfilment of legal and regulatory obligations through monitoring and review of internal procedures and controls.

  • Provide specialist legal advice in the context of financial services.

  • Oversee the business unit, establishing a commitment to build a strong internal supervisory function.

  • Fulfil regulatory reporting and investigative requirements, including coordinate staff training and CPD programs, aid internal and external auditors, produce compliance reports to management and communicate with regulatory authorities as necessary.



About you




  • Natural leader and ability to manage people

  • At least 5 years' experience within Financial Services compliance

  • Ability to deal senior internal stakeholders in a fast-paced environment




What's on offer?




  • A brilliant opportunity to expand your skill set and fast track your career with a dynamic, growth focused company.

  • Ongoing professional development.

  • An autonomous roe where you get to lead policy development

  • A dynamic and energetic workplace.

  • A company that promotes on merit and champions work-life balance.




Robert Half Ltd is committed to equal opportunity and we value diversity at our company. We do not discriminate on the basis of categories protected under local law.



Sydney

Level 24
1 Martin Place
Sydney NSW 2000
au
02 9241 6255
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