Head of Legal and Compliance


Salary:

$170000 - 190000 / annum

Location:

Sydney CBD

Date posted:

17 April 2019

Employment type:

Permanent

Job reference:

JL05928188


Description

The Company

Robert Half Financial Services are looking for an experienced Head of Compliance. The company we are recruiting for is a fast-paced brokerage firm that is globally listed.

The Role

  • Extend the formal Compliance oversight function, ensuring the Company's fulfilment of legal and regulatory obligations through monitoring and review of internal procedures and controls.
  • Provide specialist legal advice in the context of financial services.
  • Oversee the business unit, establishing a commitment to build a strong internal supervisory function.
  • Fulfil regulatory reporting and investigative requirements, including coordinate staff training and CPD programs, aid internal and external auditors, produce compliance reports to management and communicate with regulatory authorities as necessary.

About you

  • Natural leader and ability to manage people
  • At least 5 years' experience within Financial Services compliance
  • Ability to deal senior internal stakeholders in a fast-paced environment

What's on offer?

  • A brilliant opportunity to expand your skill set and fast track your career with a dynamic, growth focused company.
  • Ongoing professional development.
  • An autonomous roe where you get to lead policy development
  • A dynamic and energetic workplace.
  • A company that promotes on merit and champions work-life balance.

Robert Half Ltd is committed to equal opportunity and we value diversity at our company. We do not discriminate on the basis of categories protected under local law.



Sydney

Level 24
1 Martin Place
Sydney NSW 2000
au
02 9241 6255
IT Project Manager | Education Sector| $85-100k+Super
Melbourne CBD
Permanent
17 June 2019
Assistant Accountant
Sydney CBD
Permanent
17 June 2019
Manufacturing Senior Accountant
Inner Suburbs Melbourne
Project
17 June 2019
Software Support Engineer
Sydney CBD
Permanent
16 June 2019
Administration Assistant - Part Time
Brisbane CBD
Temporary
18 June 2019
Implementation Consultant | Financial Markets
Sydney CBD
Permanent
18 June 2019
Management Accountant
SE Suburbs Melbourne
Project
18 June 2019
360 Recruiter
Sydney CBD
Temporary
18 June 2019
Financial Accountant
Inner Suburbs Melbourne
Temporary
18 June 2019
.NET developer (Immediately available)
Melbourne CBD
Project
18 June 2019
Application Support and Implementation
Inner Suburbs Melbourne
Project
20 June 2019
Assistant Accountant
North Shore
Temporary
20 June 2019
Customer Service Agent - Front Office
Inner Suburbs Melbourne
Permanent
20 June 2019
Working Holiday Candidates - Accounting & Finance
Melbourne CBD
Temporary
20 June 2019
See more jobs >