Compliance Officer


Salary:

$80,000.00 - $100,000.00 / annum

Location:

Sydney CBD

Date posted:

20 August 2019

Employment type:

Permanent

Job reference:

9996322633


Description








The Company



This is an exciting opportunity to have a broad compliance role within a fast-growing funds management and financial services business. They are a profitable business with offices across Australia and are further expanding. They currently have over $50 billion of funds under management and are expecting to further increase this in the next few years. They also offer a great fun working environment and encourage collaboration. Truly a great opportunity to expand your career with a top business.



The Role



This is a newly created role as the compliance team looks to further expand. You would be reporting to the Compliance Manager and Head of Compliance and be involved with all aspects of the regulatory compliance function. Further duties include:




  • Partner with the business to administer regulatory compliance responsibilities and to maintain their existing compliance policies.

  • Assist with AFSL licensing requirements and dealing with ASIC.

  • Ensure the business is fully compliant and aware of their reporting requirements and regulatory and compliance developments affecting their range of products.

  • Implement relevant regulatory changes and controls in the business as required

  • Any further Ad hoc work incidental to the Compliance and Risk function




Your Profile



Your profile is as follows:




  • At least 1-year regulatory compliance experience within a financial services or asset management business

  • Excellent communication and business partnering skills

  • Degree in Banking, Commerce or related.



Apply Today



Applications will be accepted by submitting your CV directly via email to Navi Singh on [email protected]



Please note that due to the large numbers of responses expected, it may be difficult to respond with a personal message to every application.




Requirements
Compliance, Risk, ASIC, Austrac, APRA


Sydney

Level 24
1 Martin Place
Sydney NSW 2000
au
02 9241 6255
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