Compliance Manager


Salary:

$130000 - 160000 / annum

Location:

Sydney CBD

Date posted:

October 25

Employment type:

Permanent

Job Reference:

12900PR


Description

The Company

The company is a growing retail brokerage firm dealing in Futures, CFDs and MDAs.

The Role

The role, reporting to the MD, Australia, will have full responsibility for regulatory compliance in Australia

Detailed responsibilities include:

  • Full responsibility for Compliance reporting, monitoring and testing
  • Dealing with regulatory enquiries, in particular ASIC
  • Reviewing and drafting policies
  • Provision of effective staff compliance training
  • Critically analyse processes and procedures and make necessary improvements
  • Maintain and update registers
  • Promote a strong compliance culture throughout the business

Your Profile

The role will suit a Compliance professional with a broking background who enjoys working autonomously and proactively.

  • Proven experience working at a senior level in a brokerage environment
  • Strong experience with Futures, CFDs and similar products
  • Up to date regulatory knowledge and experience dealing with a regulator
  • The ability to relate compliance knowledge and concepts to the business
  • Highly developed inter-personal and communication skills
  • Flexible, organised and with the ability to work autonomously and take ownership

Apply Today

Please send your resume by clicking on the apply button or for further information, contact Paul Ridley in our Sydney office on 02-9240-0455.

Learn more about our Sydney recruitment services: http://www.roberthalf.com.au/recruitment-agency-sydney



Sydney

Level 24 1 Martin Place Sydney, NSW 2000 02 9241 6255
Change Manager | CBD | Day Rate (6-12 Months)
Melbourne CBD
Project
November 17, 2017
Business Analyst
Inner Suburbs Perth
Permanent
November 17, 2017
Systems Engineer Level 2 - 3
Inner Suburbs Perth
Permanent
November 17, 2017
Systems Administrator
Inner Suburbs Perth
Permanent
November 17, 2017
Systems Engineer
Joondalup
Permanent
November 17, 2017
Wanted - Working Holiday Candidates With Accounts Experience
Melbourne CBD
Temporary
November 17, 2017
Accounts Receivable Officer | CBD | 4-6 months Immediate
Melbourne CBD
Temporary
November 17, 2017
Payroll Officer | CBD Fringe | Full Time 5 month Assignment
Melbourne CBD
Temporary
November 17, 2017
IT Support Officer | Wholesale | Melbourne Inner Suburbs
Inner Suburbs Melbourne
Permanent
November 17, 2017
Commercial Analyst
Inner Suburbs Perth
Permanent
November 17, 2017
Accounts Payable Officer | CBD Inner Suburbs | Immediate
Melbourne CBD
Temporary
November 17, 2017
Credit Officer | CBD | Immediate Start
Melbourne CBD
Temporary
November 17, 2017
Senior .Net Developer WPF | $90 - $120k + Super | CBD
Melbourne CBD
Permanent
November 17, 2017
Financial Accountant for Sydney CBD
Sydney CBD
Temporary
November 17, 2017
Wanted - Working Holiday Candidates - Accounting & Finance
Melbourne CBD
Temporary
November 17, 2017
See more jobs >