Compliance Manager


Salary:

$130000 - 160000 / annum

Location:

Sydney CBD

Date posted:

25 October 2017

Employment type:

Permanent

Job Reference:

12900PR


Description

The Company

The company is a growing retail brokerage firm dealing in Futures, CFDs and MDAs.

The Role

The role, reporting to the MD, Australia, will have full responsibility for regulatory compliance in Australia

Detailed responsibilities include:

  • Full responsibility for Compliance reporting, monitoring and testing
  • Dealing with regulatory enquiries, in particular ASIC
  • Reviewing and drafting policies
  • Provision of effective staff compliance training
  • Critically analyse processes and procedures and make necessary improvements
  • Maintain and update registers
  • Promote a strong compliance culture throughout the business

Your Profile

The role will suit a Compliance professional with a broking background who enjoys working autonomously and proactively.

  • Proven experience working at a senior level in a brokerage environment
  • Strong experience with Futures, CFDs and similar products
  • Up to date regulatory knowledge and experience dealing with a regulator
  • The ability to relate compliance knowledge and concepts to the business
  • Highly developed inter-personal and communication skills
  • Flexible, organised and with the ability to work autonomously and take ownership

Apply Today

Please send your resume by clicking on the apply button or for further information, contact Paul Ridley in our Sydney office on 02-9240-0455.

Learn more about our Sydney recruitment services: http://www.roberthalf.com.au/recruitment-agency-sydney



Sydney

Level 24 1 Martin Place Sydney, NSW 2000 02 9241 6255
Credit Controller
Southern Suburbs Perth
Temporary
17 January 2018
Finance Officer
Nothern Suburbs Perth
Temporary
17 January 2018
Payroll Officer
Brisbane CBD
Temporary
16 January 2018
Assistant Accountant / Service Industry / $50-55k +Super
Melbourne CBD
Permanent
16 January 2018
HSEQ Officer
New South Wales
Permanent
16 January 2018
Senior Financial Accountant | Retail | Sydney CBD
Eastern Suburbs Sydney
Permanent
16 January 2018
Contract Accountant (immediate start required)
Muswellbrook
Project
16 January 2018
Financial Accountant - CBD - On-Going -Immediate
Melbourne CBD
Temporary
16 January 2018
Fleet Coordinator
South Eastern Suburbs Melbourne
Permanent
16 January 2018
Product Development Manager | $70-90K + Super | N Melb
Northern Suburbs Melbourne
Permanent
16 January 2018
Training and Assessment Officer
Western Suburbs Melbourne
Permanent
16 January 2018
Payroll Officer |Service industry | $60K - $70K + Super
Melbourne CBD
Permanent
16 January 2018
Customer Service / Telesales Consultant
Inner Suburbs Melbourne
Temporary
16 January 2018
Manager Human Resources
Great Southern
Permanent
16 January 2018
Audit Manager
Inner Suburbs Perth
Permanent
16 January 2018
See more jobs >