Compliance Manager


Salary:

$110000 - 140000 / annum

Location:

Melbourne CBD

Date posted:

June 16

Employment type:

Permanent

Job Reference:

0009143749APM

Specialisation:

Finance and Accounting


Description

The Company:

A FinTech business focused on Asia Pacific Markets with an incredible story and an extremely bright future.

The Role:

The Legal and Compliance team provides an invaluable and wide range of services to the various business units. They preserve the company's reputation for integrity, protecting the business from sanctions with policies and procedures that meet regulatory requirements around the world. The team also strives to maintain cooperative relationships
with governmental policy makers and the regulatory and self-regulatory agencies that govern the business.

As Compliance Manager, you will be responsible for:

* Work with the business to remediate incidents of non-compliance
* Liaise with external banking, accounting and government bodies (ASIC, APRA, AUSTRAC) to get regulatory approval and banking facility
* Develop internal policy and framework to support compliance
* Maintain regulatory awareness
* Monitor adherence to policies and report on compliance activities
* Ongoing client due diligence to ensure that the company met all required obligations
* Develop creative resolutions that balanced company obligations and customer service
* Review and translate regulatory requirements (such as KYC/AML/CTF) into everyday work process and conduct audits to ensure proper implementation of these requirements
* Corporate reconciliation
* Plan, conduct and test transverse processes of Internal Audit and Risk reviews

Your profile:

To be a successful applicant, you will qualify as below:

* Undergraduate degree e.g. law or accountancy degree
* Substantive knowledge and experience in relation to regulatory and compliance issues
* Legal, Compliance, Audit or Operational experience, including previous experience in FX either with a leading bank, securities house, regulator or accountancy practice
* Relevant knowledge and experience of AML/Financial Crime legislation and practice
* Excellent judgement, analytical and communications skills
* Global compliance experience is highly beneficial

Apply now:

Please register your interest by sending an up-to-date copy of your CV. For further information, contact Robert Half Melbourne on 03-9691-3610. Job reference: 0009143749APM



Melbourne

Level 39 140 William Street Melbourne, VIC 3000 03 9691 3631
Payroll Accountant
Ryde
Permanent
December 13, 2017
Financial Accountant
Inner Suburbs Perth
Permanent
December 13, 2017
Business Systems Consultant
Inner Suburbs Perth
Permanent
December 13, 2017
PART TIME HR Advisor | CBD | 6 Month Temp - Perm
Brisbane CBD
Temporary
December 13, 2017
Assistant Accountant | CBD | Immediate | $30 per hour
Melbourne CBD
Temporary
December 13, 2017
Retail Store Manager
Inner Suburbs Perth
Project
December 13, 2017
Accounts Receivable Officer | CBD | 6 Month Assignment
Melbourne CBD
Temporary
December 13, 2017
Client Services Manager | Corporate Banking | New role
Sydney CBD
Permanent
December 13, 2017
Payroll Officer I Services Sector I CBD I $60-65+Super
Melbourne CBD
Permanent
December 13, 2017
Assistant Accountant | ASAP | 12 Months | Strong Excel
Melbourne CBD
Temporary
December 13, 2017
Payroll Officer
Inner Suburbs Melbourne
Permanent
December 13, 2017
Graduate Trainee Accountant
Northern Suburbs Melbourne
Permanent
December 13, 2017
Account Manager
Melbourne CBD
Permanent
December 12, 2017
Administration Assistant
Melbourne CBD
Permanent
December 12, 2017
See more jobs >