Compliance & Governance Manager


Salary:

$100,000.00 - $120,000.00 / annum

Location:

Melbourne CBD

Date posted:

14 June 2019

Employment type:

Permanent

Job reference:

06810-0011029103SB

Specialisation:

Finance and accounting


Description

Who We Are


A Financial Services firm that partners with successful individuals and families to protect and grow their wealth, my client offers personalised service and expert advice. They have been in operation for nearly 90 years and have an excellent reputation built upon integrity, intellectual rigour and thorough analysis




The Role


The Legal, Risk, Compliance & Governance team is increasing its profile in the business by working closely with internal and external stakeholders to add value outside of ensuring compliance with standard obligations. Therefore, they are now seeking an experienced Compliance Manager or Officer to:



  • drive a proactive risk and compliance culture

  • proactively manage and implement the organisation's compliance framework

  • manage and implement programs to meet regulatory frameworks as required

  • manage AFSL authorisations, review advisor qualifications and ensure AFSL training requirements are satisfied

  • support the Head of Legal, Risk, Compliance & Governance in providing compliance reports and advice to the Executive Leadership team and Board




Who You Are


You have financial services experience in compliance, company secretarial or governance functions and are a strong team player who can hold their own. In addition, your well-honed communication and stakeholder skills will make you the "go to" person for the business and support the practical implementation and ongoing development of the Compliance Framework.




Apply Today


If you're interested please send your resume by clicking on the apply button, or for further information get in touch with Sam Branigan at our Melbourne office on 03 9691 3643.


Learn more about our Melbourne recruitment services: http://www.roberthalf.com.au/recruitment-agency-melbourne



Reference Number: 06810-0011029103SB



Melbourne

Level 39
140 William Street
Melbourne VIC 3000
au
03 9691 3631
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