Markets Surveillance Analyst| Financial Services | Global brand

Salary : $80000 - $90000
Location : Sydney CBD
Post Date :
Employment Type : Permanent
Job Reference : 101578
Job Classification : Financial Services

Description :

The Company

The company is a global market maker

The Role

The role, reporting to the Chief Compliance officer, is responsible for core markets surveillance as well as assisting in wider compliance duties. Detailed responsibilities include:

  • Develop and implement surveillance exception reports
  • Assist in developing monitoring solutions
  • Identify areas of concern and escalate issues
  • Assist with record keeping and data retention process
  • Liaise with IT and Trading for the management of trading systems rules
  • Maintain accurate compliance records
  • Assist with the development of a robust incident management process

Your Profile

This role will suit an ambitious junior compliance professional looking to develop their career with a growing and progressive firm. The role will also give high exposure to APAC jurisdictions and regulations. To qualify, candidates must have the following experience:

  • 1-3 years' experience in a compliance role in a financial services trading environment
  • A strong interest in financial markets
  • Sociable and team-oriented
  • Very strong communication skills, both written and verbal
  • A down to earth personality and with strong business partnering skills
  • Strong excel and general computer skills

Apply Today

Please send your resume by clicking on the apply button or for further information, contact Paul Ridley in our Sydney office on 02-9240-0455.

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MLC Centre, Level 45
19 Martin Place
2000 Sydney
Phone : 02 9241 6255

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